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M••• B• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M••• B• S••••••

Advisor at L••••• I••••••••• S•••••••• L••

RANCHO CUCAMONGA, CA

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Search this name across graphsid dfx:ria:a53edba0-b51d-2303-d746-9c83d0f62b61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• I••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• I••••••••• S•••••••• L••	State registered	Feb 29, 2008	n/a	yes	RANCHO CUCAMONGA, CA	Current employment
G••••••• W••••• M•••••••••	Bd affiliated wealth	Mar 28, 2016	Jun 30, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• M•••••••••	n/a	Jun 30, 2016	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ L••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 29, 2008 to presentfactForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 28, 2016 to Jun 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a53edba0-b51d-2303-d746-9c83d0f62b61
First observed: Mar 28, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.