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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALPHA FINANCIAL ADVISORS, LLC

CRD 116291

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a53fc050-83b7-7e07-77ae-be3035c2b72c

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2012 to Feb 9, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $218MItem 5.F on the latest filing (2026-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $218MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $43.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 156
Individual clients: 84
High net worth clients: 72
SEC number: 801-109007
CIK: 801109007
CRD: 116291
Filings on the tape: 36
First filed: Mar 5, 2012
Latest filed: Feb 9, 2026
Organised: Limited Liability Company, VA
Website: alphafinancialadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC DAVID HESS	Certified Financial Planner\|Chartered Financial Consultant	MCLEAN, VA	14	34	1	no
LESLIE KATHERINE TOVAR ROSADO	n/a	MCLEAN, VA	4	10	n/a	no
Culley Smith Hess	Certified Financial Planner	MCLEAN, VA	3	13	n/a	no
Nirvan Khaksarfard	n/a	MCLEAN, VA	2	13	n/a	no
Caroline Vail Hess	n/a	MCLEAN, VA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HESS, ERIC, DAVID	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	E	yes	02/2001	Jun 6, 2012	Feb 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 9, 2026	$218M	$218M	7	5	0	n/a	n/a
2024	Feb 10, 2025	$193M	$193M	6	4	0	n/a	n/a
2023	Feb 29, 2024	$168M	$168M	6	4	0	n/a	n/a
2022	Feb 14, 2023	$230M	$230M	5	3	0	n/a	n/a
2021	Feb 22, 2022	$216M	$216M	5	3	0	n/a	n/a
2020	Mar 9, 2021	$159M	$159M	4	2	0	n/a	n/a
2019	Mar 10, 2020	$145M	$145M	4	2	0	n/a	n/a
2018	Mar 18, 2019	$135M	$135M	4	2	0	n/a	n/a
2017	Feb 20, 2018	$135M	$133M	4	1	0	n/a	n/a
2016	Jan 23, 2017	$116M	$115M	4	1	n/a	n/a	n/a
2011	Mar 5, 2012	$69.6M	$68.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$218M	$193M	13.2%	$230M	-1.7%	7	6	0	0

Relationships

Registered with (6)

← Caroline Vail HessAdvisorregistration: current employment
Jun 18, 2025 to presentfactForm ADV
← Nirvan KhaksarfardAdvisorregistration: current employment
Dec 13, 2023 to presentfactForm ADV
← Culley Smith HessAdvisorregistration: current employment
Jan 12, 2023 to presentfactForm ADV
← LESLIE KATHERINE TOVAR ROSADOAdvisorregistration: current employment
Oct 13, 2021 to presentfactForm ADV
← ERIC DAVID HESSAdvisorregistration: previous registration
Mar 6, 2001 to Dec 31, 2005factForm ADV
← David DeChiara LevittAdvisorregistration: previous registration
Mar 22, 2017 to May 2, 2018factForm ADV

Controls (1)

← HESS, ERIC, DAVIDOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 6, 2012 to Feb 29, 2024factForm ADV

Dated events

Occurred
Jan 19, 2017
First Form ADV filing
Alpha Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a53fc050-83b7-7e07-77ae-be3035c2b72c
First observed: Mar 5, 2012
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA FINANCIAL ADVISORS, LLC

CRD 116291

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a53fc050-83b7-7e07-77ae-be3035c2b72c

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC DAVID HESS

Certified Financial Planner|Chartered Financial Consultant

MCLEAN, VA

LESLIE KATHERINE TOVAR ROSADO

n/a

MCLEAN, VA

n/a

Culley Smith Hess

Certified Financial Planner

MCLEAN, VA

n/a

Nirvan Khaksarfard

n/a

MCLEAN, VA

n/a

Caroline Vail Hess

n/a

MCLEAN, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HESS, ERIC, DAVID

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

02/2001

Jun 6, 2012

Feb 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 9, 2026

$218M

n/a

2024

Feb 10, 2025

$193M

n/a

2023

Feb 29, 2024

$168M

n/a

2022

Feb 14, 2023

$230M

n/a

2021

Feb 22, 2022

$216M

n/a

2020

Mar 9, 2021

$159M

n/a

2019

Mar 10, 2020

$145M

n/a

2018

Mar 18, 2019

$135M

n/a

2017

Feb 20, 2018

$135M

$133M

n/a

2016

Jan 23, 2017

$116M

$115M

n/a

2011

Mar 5, 2012

$69.6M

$68.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$218M

$193M

13.2%

$230M

-1.7%