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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LOGAN, UT | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 6, 2026 | n/a | yes | PLYMOUTH, MN|LOGAN, UT | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Jan 3, 2023 | Mar 12, 2024 | no | LOGAN, UT | Previous registration |
| STRATEGIC ADVOCATES, LLC | Former SEC adviser | Sep 19, 2022 | Jan 2, 2026 | no | SACRAMENTO, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 29, 2012 | Dec 31, 2022 | no | LOGAN, UT|Las Vegas, NV|Sacramento, CA|Provo, UT | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 11, 2007 | Oct 23, 2012 | no | LOGAN, UT|SAN DIEGO, CA|LOGAN, UT | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Nov 14, 2001 | May 10, 2007 | no | LOGAN, UT|LOGAN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVOCATES, LLC | CROWN CAPITAL SECURITIES, L.P. | Jan 2, 2026 | Jan 3, 2023 | -1,095 | Firm change after gap | RIA to ibd |
| CROWN CAPITAL SECURITIES, L.P. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Mar 12, 2024 | Jan 6, 2026 | 665 | Firm change after gap | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | STRATEGIC ADVOCATES, LLC | Dec 31, 2022 | Sep 19, 2022 | -103 | Firm change after gap | Ibd to new firm |
| WOODBURY FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 23, 2012 | Oct 29, 2012 | 6 | Firm change | Other |
| ESI FINANCIAL ADVISORS | WOODBURY FINANCIAL SERVICES, INC. | May 10, 2007 | May 11, 2007 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 316858:6312:CA:2026-01-02 | Jan 2, 2026 | Jan 3, 2023 | SACRAMENTO, CA | Firm change after gap |
| 6312:116407:UT:2024-03-12 | Mar 12, 2024 | Jan 6, 2026 | LOGAN, UT | Firm change after gap |
| 134139:316858:CA:2022-12-31 | Dec 31, 2022 | Sep 19, 2022 | SACRAMENTO, CA | Firm change after gap |