DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R••• M••••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedLogan, Ut dual registrantIAPD 2628700

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

0 y

since Jan 6, 2026

In the industry

31 y

since Jan 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Jan 6, 2026 · Plymouth, Mn
C•••• C•••••• S••••••••• L••• former
Jan 3, 2023 to Mar 12, 2024 · Logan, Ut
S•••••••• A••••••••• L•• former
Sep 19, 2022 to Jan 2, 2026 · Sacramento, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 29, 2012 to Dec 31, 2022 · Logan, Ut
W••••••• F•••••••• S•••••••• I••• former
May 11, 2007 to Oct 23, 2012 · Logan, Ut
E•• F•••••••• A••••••• independent RIA
Nov 14, 2001 to May 10, 2007 · Logan, Ut

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••••• L•• to C•••• C•••••• S••••••••• L•••
left Jan 2, 2026, registered Jan 3, 2023 (-1095 days) · RIA to affiliated broker-dealer or bank · moved with a team
C•••• C•••••• S••••••••• L••• to W••••• E••••••••• A••••••• S•••••••• L••
left Mar 12, 2024, registered Jan 6, 2026 (665 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• A••••••••• L••
left Dec 31, 2022, registered Sep 19, 2022 (-103 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 23, 2012, registered Oct 29, 2012 (6 days) · Other
E•• F•••••••• A••••••• to W••••••• F•••••••• S•••••••• I•••
left May 10, 2007, registered May 11, 2007 (1 days) · Other

Signals

J••• R••• M•••••••• left S•••••••• A••••••••• L•• for C•••• C•••••• S••••••••• L••• (registered 2023-01-03)
Jan 2, 2026 · Advisor changed firm · fact
J••• R••• M•••••••• left C•••• C•••••• S••••••••• L••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-01-06)
Mar 12, 2024 · Advisor changed firm · fact
J••• R••• M•••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S•••••••• A••••••••• L•• (registered 2022-09-19)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address