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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant42 years in industry

Daniel Lee Shuck

Advisor at SEQUENT PLANNING, LLC

OMAHA, NE | LOUISVILLE, KY

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Search this name across graphsid dfx:ria:a54d75c6-bddd-4db5-2b2f-1eee32246f17

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUENT PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63|S66
First exam: Aug 17, 1984
First registration: Jul 6, 2001
Dual registered: no
Other names: DANIEL LEE SHUCK|Dan Shuck
IAPD individual key: 1287728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUENT PLANNING, LLC	Independent wealth	Apr 28, 2023	n/a	yes	OMAHA, NE\|LOUISVILLE, KY	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	May 24, 2017	Apr 26, 2023	no	Louisville, KY\|Louisville, KY	Previous registration
MORGAN STANLEY	Wirehouse	Oct 11, 2016	May 16, 2017	no	Louisville, KY	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 10, 2012	Oct 13, 2016	no	Louisville, KY	Previous registration
CERTIFIED INVESTMENT SERVICES, INC	n/a	Nov 27, 2008	Dec 31, 2010	no	FORT MILL, SC	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jul 11, 2005	Dec 1, 2006	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 13, 2004	Oct 21, 2004	no	LOUISVILLE, KY	Previous registration
PRIVATE CLIENT SERVICES, LLC	Bd affiliated wealth	Nov 30, 2001	Oct 20, 2004	no	LOUISVILLE, KY	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Jul 6, 2001	Aug 15, 2003	no	NEWARK, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	SEQUENT PLANNING, LLC	Apr 26, 2023	Apr 28, 2023	2	Firm change	Ibd to RIA
MORGAN STANLEY	ALLSTATE FINANCIAL ADVISORS, LLC	May 16, 2017	May 24, 2017	8	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	MORGAN STANLEY	Oct 13, 2016	Oct 11, 2016	-2	Firm change	Other
CERTIFIED INVESTMENT SERVICES, INC	ALLSTATE FINANCIAL ADVISORS, LLC	Dec 31, 2010	Oct 10, 2012	649	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	CERTIFIED INVESTMENT SERVICES, INC	Dec 1, 2006	Nov 27, 2008	727	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	Oct 21, 2004	Jul 11, 2005	263	Firm change	Other
PRIVATE CLIENT SERVICES, LLC	WOODBURY FINANCIAL SERVICES, INC.	Oct 20, 2004	Jan 13, 2004	-281	Firm change after gap	Other
1717 CAPITAL MANAGEMENT COMPANY	PRIVATE CLIENT SERVICES, LLC	Aug 15, 2003	Nov 30, 2001	-623	Firm change after gap	Other

Relationships

Registered with (8)

→ SEQUENT PLANNING, LLCRegistered adviserregistration: current employment
Apr 28, 2023 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 24, 2017 to Apr 26, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 11, 2016 to May 16, 2017factForm ADV
→ CERTIFIED INVESTMENT SERVICES, INCRegistered adviserregistration: previous registration
Nov 27, 2008 to Dec 31, 2010factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jul 11, 2005 to Dec 1, 2006factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2004 to Oct 21, 2004factForm ADV
→ PRIVATE CLIENT SERVICES, LLCRegistered adviserregistration: previous registration
Nov 30, 2001 to Oct 20, 2004factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jul 6, 2001 to Aug 15, 2003factForm ADV

Dated events

Occurred
Apr 26, 2023
Advisor changed firm
Daniel Lee Shuck left Allstate Financial Advisors, Llc for Sequent Planning, Llc (registered 2023-04-28)
Form ADVobserved 4 days ago