DFX Intelligence

A•• N• M••••• N••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

A•• N• M••••• N••• K•••••

Advisor at C•••••• F•••••••• G••••• L••

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:a54d7619-cec6-a332-fd59-101aed640e84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• G••••• L••	Independent wealth	Nov 2, 2016	n/a	yes	KING OF PRUSSIA, PA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Sep 6, 2005	Oct 31, 2016	no	FORT MYERS, FL\|KING OF PRUSSIA, PA\|KING OF PRUSSIA, PA\|KING OF PRUSSIA, PA\|WILSON, WY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C•••••• F•••••••• G••••• L••	Oct 31, 2016	Nov 2, 2016	2	Firm change	Other

Relationships

Registered with (2)

→ C•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Nov 2, 2016 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2005 to Oct 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a54d7619-cec6-a332-fd59-101aed640e84
First observed: Sep 6, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.