DFX Intelligence

K••••••••• S••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

K••••••••• S••• A••••••••

Advisor at S•••• I••••••••• C••••••••• I••

WINSTON S••••, NC

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Search this name across graphsid dfx:ria:a55b7555-c1c2-77d7-610c-59824890822f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••••••• C••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••••••• C••••••••• I••	Independent wealth	Oct 19, 2022	n/a	yes	WINSTON S••••, NC	Current employment
A••• W••••• M••••••••• L••	n/a	May 14, 2019	Oct 7, 2022	no	WINSTON S••••, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• W••••• M••••••••• L••	S•••• I••••••••• C••••••••• I••	Oct 7, 2022	Oct 19, 2022	12	Firm change	Other
O•• N•••• S•••• T••••• L••	A••• W••••• M••••••••• L••	Aug 14, 2017	May 14, 2019

Relationships

Registered with (5)

→ S•••• I••••••••• C••••••••• I••Registered adviserregistration: current employment
Oct 19, 2022 to presentfactForm ADV
→ A••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2019 to Oct 7, 2022factForm ADV
→ O•• N•••• S•••• T••••• L••Registered adviserregistration: previous registration
Mar 30, 2015 to Aug 14, 2017factForm ADV
→ A•••••• A••••••• S•••••••

Dated events

Occurred
Oct 7, 2022
Advisor changed firm
K••••••••• S••• A•••••••• left A••• W••••• M••••••••• L•• for S•••• I••••••••• C••••••••• I•• (registered 2022-10-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a55b7555-c1c2-77d7-610c-59824890822f
First observed: Jun 2, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.