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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OLD NORTH STATE TRUST, LLC

CRD 106155

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb358b84-28ba-db04-461c-2f4e6abd05c9

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to Mar 31, 2017
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $236MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $236M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 2
Accounts: 370
Custody, client assets: $476M
SEC number: 801-50303
CRD: 106155
Filings on the tape: 6
First filed: Apr 3, 2012
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE ST AUBIN, DENIS, R	Beneficiary	C	yes	03/2000	Apr 3, 2012	Mar 31, 2017
DE ST AUBIN, DENIS, ROBERT	MANAGING MEMBER/CEO OWNING PREFERRED AND COMMON UNITS OF ONST	C	yes	11/1994	Apr 3, 2012	Mar 31, 2017
DE ST AUBIN, OVIDE, EDWARD	MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST/TRUSTEE OF TRUST 2	Na	yes	06/1996	Apr 3, 2012	Mar 31, 2017
DE ST AUBIN, OVIDE, TAM	Secretary	Na	yes	11/1997	Apr 3, 2012	Mar 31, 2017
FARRAR, SYDNEY DODD, FRISSELL	Beneficiary	C	yes	03/2000	Apr 3, 2012	Mar 31, 2017
FARRAR, WILLIAM, WREN	Beneficiary	C	yes	03/2000	Apr 3, 2012	Mar 31, 2017
HEAD, ARNOLD, LIVINGSTON	BOARD MEMBER	Na	yes	11/2003	Apr 3, 2012	Mar 31, 2017
HOFFMAN, JR, DR. BYRON, JAY	BOARD MEMBER	A	yes	11/2003	Apr 3, 2012	Mar 31, 2017
ROBINSON, RUSSELL, MARABLE	BOARD MEMBER	Na	yes	11/2003	Apr 3, 2012	Mar 31, 2017
SPOHN, MICHAEL, TODD	PRESIDENT/CHIEF FINANCIAL OFFICER	Na	yes	01/2004	Apr 3, 2012	Mar 31, 2017
STEPHENS, CLIFTON, GERALD	BOARD MEMBER	Na	yes	11/2003	Apr 3, 2012	Mar 31, 2017
ABERNETHY, KRISTOPHER, SHEA	CHIEF COMPLIANCE OFFICER	Na	no	12/2016	Mar 31, 2017	Mar 31, 2017
MARGARET BLANCHARD IRREVOCABLE TRUST	MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST	B	no	11/2007	Apr 3, 2012	Mar 31, 2017
POHATCONG INVESTORS INC	MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST	B	no	06/2005	Apr 3, 2012	Mar 31, 2017
TRUST 2 - OVIDE E DE ST AUBIN, TRUSTEE U/W OVIDE DE ST AUBIN, JR, TRUST 2	MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST	B	no	04/2005	Apr 3, 2012	Mar 31, 2017
WHITE, STAN, MEADY	BOARD MEMBER	Na	no	11/2003	Apr 3, 2012	Mar 31, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$236M	$236M	16	2	n/a	n/a	n/a
2015	Mar 28, 2016	$202M	$128M	16	2	n/a	n/a	n/a
2014	Mar 31, 2015	$230M	$122M	16	2	n/a	n/a	n/a
2013	Mar 31, 2014	$212M	$124M	15	1	n/a	n/a	n/a
2012	Apr 1, 2013	$247M	$191M	17	3	n/a	n/a	n/a
2011	Apr 3, 2012	$207M	$191M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$236M	$202M	17.0%	$212M	3.7%	16	16	n/a	n/a

Relationships

Controls (11)

← DE ST AUBIN, DENIS, ROBERTOwnerMANAGING MEMBER/CEO OWNING PREFERRED AND COMMON UNITS OF ONST, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← DE ST AUBIN, OVIDE, TAMOwnerSECRETARY, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← DE ST AUBIN, OVIDE, EDWARDOwnerMEMBER OWNING PREFERRED AND COMMON UNITS OF ONST/TRUSTEE OF TRUST 2, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← SPOHN, MICHAEL, TODDOwnerPRESIDENT/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← HOFFMAN, JR, DR. BYRON, JAYOwnerBOARD MEMBER, ownership code A, individual
Apr 3, 2012 to presentfactForm ADV
← HEAD, ARNOLD, LIVINGSTONOwnerBOARD MEMBER, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← STEPHENS, CLIFTON, GERALDOwnerBOARD MEMBER, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← ROBINSON, RUSSELL, MARABLEOwnerBOARD MEMBER, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← FARRAR, SYDNEY DODD, FRISSELLOwnerBENEFICIARY, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← DE ST AUBIN, DENIS, ROwnerBENEFICIARY, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV
← FARRAR, WILLIAM, WRENOwnerBENEFICIARY, ownership code C, individual
Apr 3, 2012 to presentfactForm ADV

Owns (5)

← ABERNETHY, KRISTOPHER, SHEAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← WHITE, STAN, MEADYOwnerBOARD MEMBER, ownership code NA, individual
Apr 3, 2012 to presentfactForm ADV
← MARGARET BLANCHARD IRREVOCABLE TRUSTOwnerMEMBER OWNING PREFERRED AND COMMON UNITS OF ONST, ownership code B, domestic entity
Apr 3, 2012 to presentfactForm ADV
← POHATCONG INVESTORS INCOwnerMEMBER OWNING PREFERRED AND COMMON UNITS OF ONST, ownership code B, domestic entity
Apr 3, 2012 to presentfactForm ADV
← TRUST 2 - OVIDE E DE ST AUBIN, TRUSTEE U/W OVIDE DE ST AUBIN, JR, TRUST 2OwnerMEMBER OWNING PREFERRED AND COMMON UNITS OF ONST, ownership code B, domestic entity
Apr 3, 2012 to presentfactForm ADV

Registered with (4)

← KARA COVILLE BOYDAdvisorregistration: previous registration
Mar 19, 2009 to Aug 14, 2017factForm ADV
← KRISTOPHER SHEA ABERNETHYAdvisorregistration: previous registration
Mar 30, 2015 to Aug 14, 2017factForm ADV
← BARRY LEE CARPENTERAdvisorregistration: previous registration
Jun 4, 2004 to Mar 12, 2013factForm ADV
← STEPHEN WAYNE GASKINSAdvisorregistration: previous registration
Mar 18, 2005 to Nov 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb358b84-28ba-db04-461c-2f4e6abd05c9
First observed: Apr 3, 2012
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLD NORTH STATE TRUST, LLC

CRD 106155

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb358b84-28ba-db04-461c-2f4e6abd05c9

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE ST AUBIN, DENIS, R

Beneficiary

yes

03/2000

Apr 3, 2012

Mar 31, 2017

DE ST AUBIN, DENIS, ROBERT

MANAGING MEMBER/CEO OWNING PREFERRED AND COMMON UNITS OF ONST

yes

11/1994

Apr 3, 2012

Mar 31, 2017

DE ST AUBIN, OVIDE, EDWARD

MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST/TRUSTEE OF TRUST 2

yes

06/1996

Apr 3, 2012

Mar 31, 2017

DE ST AUBIN, OVIDE, TAM

Secretary

yes

11/1997

Apr 3, 2012

Mar 31, 2017

FARRAR, SYDNEY DODD, FRISSELL

Beneficiary

yes

03/2000

Apr 3, 2012

Mar 31, 2017

FARRAR, WILLIAM, WREN

Beneficiary

yes

03/2000

Apr 3, 2012

Mar 31, 2017

HEAD, ARNOLD, LIVINGSTON

BOARD MEMBER

yes

11/2003

Apr 3, 2012

Mar 31, 2017

HOFFMAN, JR, DR. BYRON, JAY

BOARD MEMBER

yes

11/2003

Apr 3, 2012

Mar 31, 2017

ROBINSON, RUSSELL, MARABLE

BOARD MEMBER

yes

11/2003

Apr 3, 2012

Mar 31, 2017

SPOHN, MICHAEL, TODD

PRESIDENT/CHIEF FINANCIAL OFFICER

yes

01/2004

Apr 3, 2012

Mar 31, 2017

STEPHENS, CLIFTON, GERALD

BOARD MEMBER

yes

11/2003

Apr 3, 2012

Mar 31, 2017

ABERNETHY, KRISTOPHER, SHEA

CHIEF COMPLIANCE OFFICER

12/2016

Mar 31, 2017

MARGARET BLANCHARD IRREVOCABLE TRUST

MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST

11/2007

Apr 3, 2012

Mar 31, 2017

POHATCONG INVESTORS INC

MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST

06/2005

Apr 3, 2012

Mar 31, 2017

TRUST 2 - OVIDE E DE ST AUBIN, TRUSTEE U/W OVIDE DE ST AUBIN, JR, TRUST 2

MEMBER OWNING PREFERRED AND COMMON UNITS OF ONST

04/2005

Apr 3, 2012

Mar 31, 2017

WHITE, STAN, MEADY

BOARD MEMBER

11/2003

Apr 3, 2012

Mar 31, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$236M

n/a

2015

Mar 28, 2016

$202M

$128M

n/a

2014

Mar 31, 2015

$230M

$122M

n/a

2013

Mar 31, 2014

$212M

$124M

n/a

2012

Apr 1, 2013

$247M

$191M

n/a

2011

Apr 3, 2012

$207M

$191M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$236M

$202M

17.0%

$212M

3.7%

n/a