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Advisor at BASS AND BELL, INC.
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BASS AND BELL, INC. | Independent wealth | May 1, 2019 | n/a | yes | LITTLE ROCK, AR | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 5, 2014 | Apr 2, 2019 | no | LITTLE ROCK, AR | Previous registration |
| Stephens | Bd affiliated wealth | Jan 30, 2004 | Feb 7, 2014 | no | LITTLE ROCK, AR|LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | BASS AND BELL, INC. | Apr 2, 2019 | May 1, 2019 | 29 | Firm change | Ibd to new firm |
| Stephens | RAYMOND JAMES & ASSOCIATES, INC. | Feb 7, 2014 | Feb 5, 2014 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:300557:AR:2019-04-02 | Apr 2, 2019 | May 1, 2019 | LITTLE ROCK, AR | Firm change |