DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Deborah Kelley Neumann
Feed of 09/14/2026
Also filed as Deborah Gaye Kelley
At current firm
7 y
since May 1, 2019
In the industry
40 y
since Dec 4, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bass And Bell, Inc. independent RIA currentsince May 1, 2019 · Little Rock, Ar
- Raymond James & Associates, Inc. national BDFeb 5, 2014 to Apr 2, 2019 · Little Rock, Ar
- Stephens BD affiliatedJan 30, 2004 to Feb 7, 2014 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Bass And Bell, Inc.left Apr 2, 2019, registered May 1, 2019 (29 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Stephens to Raymond James & Associates, Inc.left Feb 7, 2014, registered Feb 5, 2014 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address