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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Terryville , CT | SOUTHPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 2, 2020 | n/a | yes | Terryville , CT|SOUTHPORT, CT | Current employment |
| G••••• P•••••••• S••••••••• I••• | Former SEC adviser | Oct 23, 2006 | Dec 31, 2018 | no | HARTFORD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• P•••••••• S••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Dec 31, 2018 | Jul 2, 2020 | 549 | Firm change after gap | Other |
| P••••••••• R••••••••• B•••••••• S•••••••• I••• | G••••• P•••••••• S••••••••• I••• | Apr 30, 2005 | Oct 23, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105812:6363:CT:2018-12-31 | Dec 31, 2018 | Jul 2, 2020 | HARTFORD, CT | Firm change after gap |
| P••••••••• R••••••••• B•••••••• S•••••••• I••• | n/a | Nov 17, 1999 | Apr 30, 2005 | no | HARTFORD, CT | Previous registration |
| 541 |
| Firm change after gap |
| Other |