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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

Andrew William Shaw

Advisor at WELLS FARGO ADVISORS

EUREKA, CA

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Search this name across graphsid dfx:ria:a5636feb-82b6-c72d-27ca-773774078212

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 24, 2012
First registration: Mar 1, 2012
Dual registered: yes, broker-dealer
Other names: Andrew William Shaw|ANDREW WILLIAM SHAW
IAPD individual key: 6010358

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 23, 2026	n/a	yes	EUREKA, CA	Current employment
EDWARD JONES	National bd RIA	Aug 10, 2018	Jan 23, 2026	no	VISTA, CA\|VISTA, CA\|CARDIFF BY THE SEA, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 12, 2016	Sep 7, 2016	no	ARCATA, CA\|EUREKA, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 14, 2014	Apr 26, 2016	no	EUREKA, CA\|ARCATA, CA\|MCKINLEYVILLE, CA	Previous registration
EDWARD JONES	National bd RIA	Mar 1, 2012	Jul 1, 2014	no	Maryland Heights, MO\|Maryland Heights, MO\|ARCATA, CA\|EUREKA, CA\|EUREKA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	WELLS FARGO ADVISORS	Jan 23, 2026	Jan 23, 2026	0	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	EDWARD JONES	Sep 7, 2016	Aug 10, 2018	702	Firm change after gap	Wirehouse to ibd
CUNA BROKERAGE SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Apr 26, 2016	May 12, 2016	16	Firm change	Other
EDWARD JONES	CUNA BROKERAGE SERVICES, INC.	Jul 1, 2014	Jul 14, 2014	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:19616:CA:2026-01-23	Jan 23, 2026	Jan 23, 2026	CARDIFF BY THE SEA, CA	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 10, 2018 to Jan 23, 2026factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 12, 2016 to Sep 7, 2016factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2014 to Apr 26, 2016factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
Andrew William Shaw left Edward Jones for Wells Fargo Advisors (registered 2026-01-23)
Form ADVobserved 5 days ago