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Registered advisor
A••••• W•••••• S•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••••• W•••••• S•••
At current firm
0 y
since Jan 23, 2026
In the industry
14 y
since Feb 24, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 23, 2026 · Eureka, Ca
- E••••• J•••• national BDAug 10, 2018 to Jan 23, 2026 · Vista, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 12, 2016 to Sep 7, 2016 · Arcata, Ca
- C••• B•••••••• S•••••••• I••• formerJul 14, 2014 to Apr 26, 2016 · Eureka, Ca
- E••••• J•••• national BDMar 1, 2012 to Jul 1, 2014 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Jan 23, 2026, registered Jan 23, 2026 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to E••••• J••••left Sep 7, 2016, registered Aug 10, 2018 (702 days) · Wirehouse to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Apr 26, 2016, registered May 12, 2016 (16 days) · Other
- E••••• J•••• to C••• B•••••••• S•••••••• I•••left Jul 1, 2014, registered Jul 14, 2014 (13 days) · Other
Signals
- A••••• W•••••• S••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2026-01-23)Jan 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address