DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• I••••• S••••••••• L••
Manassas, VA | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• I••••• S••••••••• L•• | Independent wealth | Dec 8, 2025 | n/a | yes | Manassas, VA|FORT LAUDERDALE, FL | Current employment |
| A••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 1, 2021 | Nov 25, 2025 | no | CENTREVILLE, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S•••••••• L•• | S•••• I••••• S••••••••• L•• | Nov 25, 2025 | Dec 8, 2025 | 13 | Firm change | Ibd to RIA |
| A••••••• A••••••• S••••••• | A••••••• A••••••• S•••••••• L•• | Nov 1, 2021 | Nov 1, 2021 |
| A••••••• A••••••• S••••••• | Former SEC adviser | Feb 10, 2021 | Nov 1, 2021 | no | Sylvania, OH|Freeport, NY|CENTREVILLE, VA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 17, 2019 | Dec 17, 2019 | no | McLean, VA | Previous registration |
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | Aug 9, 2017 | Dec 19, 2018 | no | Fairfax, VA|FORT WORTH, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | A••••••• A••••••• S••••••• | Dec 17, 2019 | Feb 10, 2021 | 421 | Firm change after gap | Ibd to RIA |
| F•••• C•••••• A••••••• S••••••• | M•• I•••••••• S•••••••• L•• | Dec 19, 2018 | Sep 17, 2019 | 272 | Firm change | Ibd to ibd |