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B•••••• S•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

B•••••• S•••• P•••••

Advisor at C••••••

Tulsa , OK

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Search this name across graphsid dfx:ria:a5674760-7142-b508-2b3e-55fd46925899

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 9, 2026	n/a	yes	Tulsa , OK	Current employment
C•••••• A•••••••• I•••	Former SEC adviser	Apr 4, 2014	Jul 17, 2026	no	TULSA, OK\|TULSA, OK\|TULSA, OK\|TULSA, OK

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••• I•••	C••••••	Jul 17, 2026	Jul 9, 2026	-8	Bulk transfer	RIA to RIA
B•• F•••••••• A•••••••	C•••••• A•••••••• I•••	Mar 31, 2014

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2014 to Jul 17, 2026factForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: previous registration
May 10, 2012 to Mar 31, 2014factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5674760-7142-b508-2b3e-55fd46925899
First observed: Sep 27, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.