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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SHAUN DAVID O'CONNOR

Advisor at EQUITABLE ADVISORS, LLC

CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:a56ad6ed-caa1-e3af-8516-2032234250db

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 24, 2001
First registration: Oct 4, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4371699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRSTRUST FINANCIAL ADVISORS	State registered	Aug 16, 2021	n/a	yes	CONSHOHOCKEN, PA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 22, 2016	n/a	yes	CONSHOHOCKEN, PA	Current employment
FIRSTRUST FINANCIAL ADVISORS	State registered	Aug 16, 2021	Sep 16, 2026	no	CONSHOHOCKEN, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 6, 2016	Jul 25, 2016	no	PHILADELPHIA, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 19, 2011	Jul 1, 2016	no	PHILADELPHIA, PA\|BRYN MAWR, PA\|ARDMORE, PA\|PHILADELPHIA, PA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Sep 7, 2010	Jul 12, 2011	no	MEDIA, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 2, 2008	Aug 31, 2010	no	KING OF PRUSSIA, PA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 4, 2007	Jun 6, 2008	no	KING OF PRUSSIA, PA\|Wayne, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRSTRUST FINANCIAL ADVISORS	n/a	Sep 16, 2026	n/a	n/a	Departure no registered destination	Departure
MSI FINANCIAL SERVICES, INC.	EQUITABLE ADVISORS, LLC	Jul 25, 2016	Jul 22, 2016	-3	Firm change	Other
ESI FINANCIAL ADVISORS	MSI FINANCIAL SERVICES, INC.	Jul 12, 2011	Jul 19, 2011	7	Firm change	Other
CETERA ADVISOR NETWORKS LLC	ESI FINANCIAL ADVISORS	Aug 31, 2010	Sep 7, 2010	7	Firm change	Other
PRINCIPAL SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Jun 6, 2008	Jun 2, 2008	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:6627:PA:2016-07-21	Jul 25, 2016	Jul 22, 2016	PHILADELPHIA, PA	Firm change

Relationships

Registered with (6)

→ FIRSTRUST FINANCIAL ADVISORSRegistered adviserregistration: current employment
Aug 16, 2021 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Jul 22, 2016 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 6, 2016 to Jul 25, 2016factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 7, 2010 to Jul 12, 2011factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 2, 2008 to Aug 31, 2010factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 4, 2007 to Jun 6, 2008factForm ADV

Dated events

Occurred
Sep 16, 2026
Advisor departed, no destination yet
Shaun David O'Connor no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
Form ADVobserved 2 days ago