DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shaun David O'Connor
Feed of 09/17/2026
At current firm
10 y
since Jul 22, 2016
In the industry
25 y
since Apr 24, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Firstrust Financial Advisors state registered currentsince Aug 16, 2021 · Conshohocken, Pa
- Equitable Advisors, LLC national BD currentsince Jul 22, 2016 · Conshohocken, Pa
- Firstrust Financial Advisors state registeredAug 16, 2021 to Sep 16, 2026 · Conshohocken, Pa
- Msi Financial Services, Inc. formerJul 6, 2016 to Jul 25, 2016 · Philadelphia, Pa
- Msi Financial Services, Inc. formerJul 19, 2011 to Jul 1, 2016 · Philadelphia, Pa
- Esi Financial Advisors independent RIASep 7, 2010 to Jul 12, 2011 · Media, Pa
- Cetera Advisor Networks LLC formerJun 2, 2008 to Aug 31, 2010 · King Of Prussia, Pa
- Principal Securities, Inc. BD affiliatedOct 4, 2007 to Jun 6, 2008 · King Of Prussia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Firstrust Financial Advisors to no registered destinationleft Sep 16, 2026 · Departure, no registered destination
- Msi Financial Services, Inc. to Equitable Advisors, LLCleft Jul 25, 2016, registered Jul 22, 2016 (-3 days) · Other · moved with a team
- Esi Financial Advisors to Msi Financial Services, Inc.left Jul 12, 2011, registered Jul 19, 2011 (7 days) · Other
- Cetera Advisor Networks LLC to Esi Financial Advisorsleft Aug 31, 2010, registered Sep 7, 2010 (7 days) · Other
- Principal Securities, Inc. to Cetera Advisor Networks LLCleft Jun 6, 2008, registered Jun 2, 2008 (-4 days) · Other
Signals
- Shaun David O'Connor no longer registered at Firstrust Financial Advisors; no later IA registration on IAPDSep 16, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address