This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 22, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 22, 2011

First registration

Jul 28, 2015

Dual registered

yes, broker-dealer

Other names

Stephen J Greene|Stephen James Greene

IAPD individual key

5642692

• Occurred

  Jan 24, 2023
  Advisor changed firm

  Stephen Greene left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Private Wealth Advisors Llc (registered 2023-01-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a56eda6f-8306-a014-d48b-0bfb56c5e0ec

First observed

Jul 28, 2015

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.