DFX Intelligence

C•••••• L•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C•••••• L•• J••••••

Advisor at S••••••• C•••••• A•••••••• L••

JACKSON, TN

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Search this name across graphsid dfx:ria:a576c275-df9f-748a-0f37-1065451434aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• A•••••••• L••	Independent wealth	Mar 19, 2018	n/a	yes	JACKSON, TN	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 13, 2007	Mar 20, 2018	no	JACKSON, TN\|JACKSON, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• C•••••• A•••••••• L••	Mar 20, 2018	Mar 19, 2018	-1	Firm change	Wirehouse to new firm
M••••• K••••• • C••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 14, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:292275:TN:2018-03-19	Mar 20, 2018	Mar 19, 2018	JACKSON, TN	Firm change

Relationships

Registered with (3)

→ S••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 19, 2018 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 13, 2007 to Mar 20, 2018factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jan 9, 2004 to Nov 14, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a576c275-df9f-748a-0f37-1065451434aa
First observed: Jan 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.