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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OSCEOLA CAPITAL MANAGEMENT

OSCEOLA CAPITAL MANAGEMENT, LLC, CRD 301565

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5799284-bb7f-cccc-2bb6-7df62b15c8a7

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 2
Observed: Mar 30, 2021 to Mar 26, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Osceola Capital Management

Private equity manager · shared crd

Independent Sponsorsidentity

Osceola Capital Management

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $322MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $322M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
SEC number: 801-121015
CRD: 301565
Filings on the tape: 10
First filed: Mar 30, 2021
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, FL
Website: osceola.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OSCEOLA FUND I, LP	Private Equity Fund	$240M	Oct 11, 2024	19	Mar 29, 2019	reported	021-354283
OSCEOLA FUND II, LP	Private Equity Fund	$77.5M	Oct 11, 2024	6	Mar 30, 2023	reported	021-463972
OSCEOLA CAPITAL HOLDINGS II, LLLP	Private Equity Fund	$44.1M	Oct 11, 2024	68	Mar 29, 2019	reported	021-23877
OSCEOLA CAPITAL HOLDINGS, LLLP	Private Equity Fund	$0	Oct 11, 2024	0	Mar 29, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BABB, MICHAEL, ALEXANDER	DIRECT OWNER - CHAIRMAN	D	yes	04/2014	Mar 30, 2021	Oct 11, 2024
MOE, BENJAMIN, ALAN	DIRECT OWNER - MANAGING PARTNER	D	yes	04/2014	Mar 30, 2021	Oct 11, 2024
NEWBRANDER, WILLIAM, VIRGIL	EXECUTIVE OFFICER - PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2018	Mar 30, 2021	Oct 11, 2024
WATKINS, PATRICK, KELLY	EXECUTIVE OFFICER - PARTNER	Na	yes	08/2018	Mar 30, 2021	Oct 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OSCEOLA FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
OSCEOLA FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 26, 2026	$322M	$322M	9	8	3	n/a
2024	Mar 27, 2025	$363M	$363M	10	8	3	n/a
2023	Mar 27, 2024	$361M	$361M	10	8	4	$361M
2022	Mar 30, 2023	$310M	$310M	9	7	4	$282M
2021	Mar 24, 2022	$208M	$208M	7	7	3	$208M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$322M	$363M	-11.2%	$310M	1.3%	9	10	0	0

Relationships

Advises (4)

→ OSCEOLA CAPITAL HOLDINGS II, LLLPPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ OSCEOLA FUND I, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ OSCEOLA FUND II, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ OSCEOLA CAPITAL HOLDINGS, LLLPPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV

Controls (4)

← NEWBRANDER, WILLIAM, VIRGILOwnerEXECUTIVE OFFICER - PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2021 to Oct 11, 2024factForm ADV
← MOE, BENJAMIN, ALANOwnerDIRECT OWNER - MANAGING PARTNER, ownership code D, individual
Mar 30, 2021 to Oct 11, 2024factForm ADV
← WATKINS, PATRICK, KELLYOwnerEXECUTIVE OFFICER - PARTNER, ownership code NA, individual
Mar 30, 2021 to Oct 11, 2024factForm ADV
← BABB, MICHAEL, ALEXANDEROwnerDIRECT OWNER - CHAIRMAN, ownership code D, individual
Mar 30, 2021 to Oct 11, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Osceola Capital Management reported RAUM $310.0M, up 49% from $207.5M (2022-11-04 to 2023-03-30)
Form ADVobserved 4 days ago
$102M
Occurred
Apr 30, 2021
Control person left
Erik James Sewell (Executive Officer - Vice President) no longer on Schedule A of Osceola Capital Management (listed 2021-03-30, absent 2021-04-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
First Form ADV filing
Osceola Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5799284-bb7f-cccc-2bb6-7df62b15c8a7
First observed: Mar 30, 2021
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OSCEOLA CAPITAL MANAGEMENT

OSCEOLA CAPITAL MANAGEMENT, LLC, CRD 301565

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5799284-bb7f-cccc-2bb6-7df62b15c8a7

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OSCEOLA FUND I, LP

Private Equity Fund

$240M

Oct 11, 2024

Mar 29, 2019

reported

021-354283

OSCEOLA FUND II, LP

Private Equity Fund

$77.5M

Oct 11, 2024

Mar 30, 2023

reported

021-463972

OSCEOLA CAPITAL HOLDINGS II, LLLP

Private Equity Fund

$44.1M

Oct 11, 2024

Mar 29, 2019

reported

021-23877

OSCEOLA CAPITAL HOLDINGS, LLLP

Private Equity Fund

Oct 11, 2024

Mar 29, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BABB, MICHAEL, ALEXANDER

DIRECT OWNER - CHAIRMAN

yes

04/2014

Mar 30, 2021

Oct 11, 2024

MOE, BENJAMIN, ALAN

DIRECT OWNER - MANAGING PARTNER

yes

04/2014

Mar 30, 2021

Oct 11, 2024

NEWBRANDER, WILLIAM, VIRGIL

EXECUTIVE OFFICER - PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

08/2018

Mar 30, 2021

Oct 11, 2024

WATKINS, PATRICK, KELLY

EXECUTIVE OFFICER - PARTNER

yes

08/2018

Mar 30, 2021

Oct 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OSCEOLA FUND I GP, LLC

n/a

yes

n/a

OSCEOLA FUND II GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$322M

n/a

2024

Mar 27, 2025

$363M

n/a

2023

Mar 27, 2024

$361M

2022

Mar 30, 2023

$310M

$282M

2021

Mar 24, 2022

$208M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$322M

$363M

-11.2%

$310M

1.3%