DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•••••• C•••••• M•••••••••

Asset manager (funds and pooled vehicles)Tampa, FloridaCRD 301565SEC 801-121015websiteIAPD
Legal name O•••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2021 · 10 filings
SEC status approved since Apr 30, 2021
RAUM
$322M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$322M as of Mar 26, 2026
Mar 24, 2022$208M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 24, 20220 then
Employees (5.A)9 as of Mar 26, 2026
Mar 24, 20227 then
Private funds3 as of Mar 26, 2026
Mar 24, 20223 then
RAUM -11% over the last fiscal year+1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$107MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$322M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•••••• F••• I• L•Private Equity Fund$240M19Mar 29, 2019
      O•••••• F••• I•• L•Private Equity Fund$77.5M6Mar 30, 2023
      O•••••• C•••••• H••••••• I•• L•••Private Equity Fund$44.1M68Mar 29, 2019
      O•••••• C•••••• H•••••••• L•••Private Equity Fund$00Mar 29, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• M••••••• A•••••••• · Direct Owner - Chairmancontrol
        since 04/2014 · owns 50% to 75%
      • M••• B•••••••• A••• · Direct Owner - Managing Partnercontrol
        since 04/2014 · owns 50% to 75%
      • N••••••••• W••••••• V••••• · Executive Officer - Partner, Chief Financial Officer And Chief Compliance Officercontrol
        since 08/2018 · owns less than 5%
      • W••••••• P••••••• K•••• · Executive Officer - Partnercontrol
        since 08/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • O•••••• F••• I• G•• L••
        pooled vehicle sponsorn
      • O•••••• F••• I• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 10 to 9
        Mar 27, 2025 to Mar 26, 2026
      • Discretionary RAUM · $363M to $322M
        Mar 27, 2025 to Mar 26, 2026
      • Pooled vehicle RAUM · $363M to $322M
        Mar 27, 2025 to Mar 26, 2026
      • RAUM · $363M to $322M
        Mar 27, 2025 to Mar 26, 2026
      • Accounts · 4 to 3
        Oct 11, 2024 to Mar 27, 2025
      • Pooled vehicle clients · 4 to 3
        Oct 11, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Oct 11, 2024 to Mar 27, 2025
      • Private funds · 4 to 3
        Oct 11, 2024 to Mar 27, 2025
      • Discretionary RAUM · $361M to $363M
        Oct 11, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $361M to $363M
        Oct 11, 2024 to Mar 27, 2025
      • RAUM · $361M to $363M
        Oct 11, 2024 to Mar 27, 2025
      • Related adviser · false to true
        Oct 11, 2024 to Mar 27, 2025
      • Advisory employees · 7 to 8
        Jul 6, 2023 to Mar 27, 2024
      • Employees · 9 to 10
        Jul 6, 2023 to Mar 27, 2024
      • Discretionary RAUM · $310M to $361M
        Jul 6, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $310M to $361M
        Jul 6, 2023 to Mar 27, 2024
      • RAUM · $310M to $361M
        Jul 6, 2023 to Mar 27, 2024
      • Accounts · 3 to 4
        Nov 4, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 3 to 4
        Nov 4, 2022 to Mar 30, 2023
      • Assets in custody · 207520927.0 to unset
        Nov 4, 2022 to Mar 30, 2023
      • Custody of client assets · true to false
        Nov 4, 2022 to Mar 30, 2023
      • Employees · 7 to 9
        Nov 4, 2022 to Mar 30, 2023
      • Private funds · 3 to 4
        Nov 4, 2022 to Mar 30, 2023
      • Discretionary RAUM · $208M to $310M
        Nov 4, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $208M to $310M
        Nov 4, 2022 to Mar 30, 2023
      • RAUM · $208M to $310M
        Nov 4, 2022 to Mar 30, 2023
      • Advisory employees · 6 to 7
        Apr 30, 2021 to Mar 24, 2022
      • Assets in custody · $159M to $208M
        Apr 30, 2021 to Mar 24, 2022
      • Employees · 8 to 7
        Apr 30, 2021 to Mar 24, 2022
      • Discretionary RAUM · $159M to $208M
        Apr 30, 2021 to Mar 24, 2022
      • Pooled vehicle RAUM · $159M to $208M
        Apr 30, 2021 to Mar 24, 2022
      • RAUM · $159M to $208M
        Apr 30, 2021 to Mar 24, 2022
      • Private funds · 6 to 3
        Mar 30, 2021 to Apr 30, 2021
      Signals
      3 dated events
      • O•••••• C•••••• M••••••••• reported RAUM $310.0M, up 49% from $207.5M (2022-11-04 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • Erik James Sewell (Executive Officer - Vice President) no longer on Schedule A of O•••••• C•••••• M••••••••• (listed 2021-03-30, absent 2021-04-30)
        Apr 30, 2021 · Control person left · inference
      • O•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
        Mar 30, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/osceola-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
      Website
      o••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      813-792-6559reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026