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RIA / WealthAdvisorCertified Financial Planner20 years in industry

THOMAS LEE STALEY

Advisor at MAIA WEALTH

INDIANAPOLIS, IN | DENVER, CO

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Search this name across graphsid dfx:ria:a579efa7-0843-c042-e44b-2458c415eb82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIA WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 19, 2006
First registration: Aug 17, 2009
Dual registered: no
Other names: TOM STALEY
IAPD individual key: 5148647

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIA WEALTH	Independent wealth	Feb 6, 2026	n/a	yes	DENVER, CO\|INDIANAPOLIS, IN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 20, 2015	Feb 8, 2026	no	WESTFIELD, IN\|CARMEL, IN\|INDIANAPOLIS, IN\|CARMEL, IN\|WESTFIELD, IN\|FISHERS, IN\|CARMEL, IN	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Feb 4, 2015	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 17, 2009	Dec 31, 2011	no	FISHERS (INDIANAPOLIS), IN\|FISHERS (INDIANAPOLIS), IN\|INDIANAPOLIS, IN\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MAIA WEALTH	Feb 8, 2026	Feb 6, 2026	-2	Firm change	Wirehouse to RIA
SCHWAB WEALTH ADVISORY, INC.	J.P. MORGAN SECURITIES LLC	Feb 4, 2015	Jan 20, 2015	-15	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other

Relationships

Registered with (4)

→ MAIA WEALTHRegistered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 20, 2015 to Feb 8, 2026factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Feb 4, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 17, 2009 to Dec 31, 2011factForm ADV

Dated events

Occurred
Feb 8, 2026
Advisor changed firm
Thomas Lee Staley left J.P. Morgan Securities Llc for Maia Wealth (registered 2026-02-06)
Form ADVobserved 4 days ago