DFX Intelligence

A••• L•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

A••• L•••• G••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:a58cc3aa-88c3-e416-237b-c0ab691d01e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Aug 5, 2026	n/a	yes	CHARLOTTESVILLE, VA\|WEST CHESTER, PA	Current employment
C••• L••	Bd affiliated wealth	Jul 10, 2023	Jun 16, 2026	no	OMAHA, NE\|Middletown, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	W••••••••• A••••••• P••••••• L••	Jun 16, 2026	Aug 5, 2026	50	Firm change	Ibd to ibd
W••••••••• A••••••• P••••••• L••	C••• L••	Jul 19, 2023	Jul 10, 2023

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 16, 2019 to Jul 19, 2023factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jul 10, 2023 to Jun 16, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 5, 2018 to Jan 11, 2019factForm ADV

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a58cc3aa-88c3-e416-237b-c0ab691d01e3
First observed: Apr 5, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.