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Reading the graph
Advisor at EMPIRICAL WEALTH MANAGEMENT
IRVINE, CA | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL WEALTH MANAGEMENT | Independent wealth | Aug 23, 2023 | n/a | yes | SEATTLE, WA|IRVINE, CA | Current employment |
| FISHER INVESTMENTS | Independent wealth | Apr 4, 2006 | Aug 16, 2023 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | EMPIRICAL WEALTH MANAGEMENT | Aug 16, 2023 | Aug 23, 2023 | 7 | Firm change | RIA to RIA |