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Advisor at U.S. BANCORP ADVISORS, LLC
Salt Lake City, UT | Riverton, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 20, 2026 | n/a | yes | Riverton, UT|Salt Lake City, UT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 5, 2021 | Feb 28, 2026 | no | BOUNTIFUL, UT|SALT LAKE CITY, UT|MILLCREEK, UT|BOUNTIFUL, UT|SALT LAKE CITY, UT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2019 | Dec 22, 2020 | no | SALT LAKE CITY, UT | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 3, 2014 | Oct 9, 2019 | no | Cottonwood Heights, UT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Mar 5, 2014 | no | TOOELE, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 15, 2010 | Jan 3, 2011 | no | TOOELE, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | U.S. BANCORP ADVISORS, LLC | Feb 28, 2026 | Feb 20, 2026 | -8 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Dec 22, 2020 | Jan 5, 2021 | 14 | Firm change | Wirehouse to ibd |
| CHARLES SCHWAB & CO., INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 9, 2019 | Oct 3, 2019 | -6 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CHARLES SCHWAB & CO., INC. | Mar 5, 2014 | Apr 3, 2014 | 29 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |