DFX Intelligence

C•••• S•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••• S•••• S••••••

Advisor at A••••••• C•••••• S••••••••• L••

St. Louis, MO | SWANSEA, IL

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Search this name across graphsid dfx:ria:a595837e-0a4b-942a-dfe5-f2d752274a6c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• S••••••••• L••	Independent wealth	Apr 13, 2026	n/a	yes	St. Louis, MO\|SWANSEA, IL	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Mar 4, 2026	no	NAPLES, FL\|NAPLES, FL\|BONITA SPRINGS, FL\|NAPLES, FL\|BONITA SPRINGS, FL\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	A••••••• C•••••• S••••••••• L••	Mar 4, 2026	Apr 13, 2026	40	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (5)

→ A••••••• C•••••• S••••••••• L••Registered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Mar 4, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Aug 23, 2020 to Mar 31, 2025factForm ADV
→ A••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
C•••• S•••• S•••••• left S•••••••• A••••••• L•• for A••••••• C•••••• S••••••••• L•• (registered 2026-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a595837e-0a4b-942a-dfe5-f2d752274a6c
First observed: Jan 18, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.