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Advisor at TCP ASSET MANAGEMENT, LLC
COLUMBUS, OH | UPPER ARLINGTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TCP ASSET MANAGEMENT, LLC | Independent wealth | Jan 20, 2017 | n/a | yes | UPPER ARLINGTON, OH|COLUMBUS, OH | Current employment |
| TRENDENCY CAPITAL MANAGEMENT, LLC | n/a | Mar 30, 2015 | Jan 13, 2017 | no | COLUMBUS, OH | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Apr 5, 2012 | May 22, 2014 | no | FORT WAYNE, IN|COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRENDENCY CAPITAL MANAGEMENT, LLC | TCP ASSET MANAGEMENT, LLC | Jan 13, 2017 | Jan 20, 2017 | 7 | Firm change | Other |
| OSAIC FA, INC. | TRENDENCY CAPITAL MANAGEMENT, LLC | May 22, 2014 | Mar 30, 2015 | 312 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159431:286037:OH:2017-01-13 | Jan 13, 2017 | Jan 20, 2017 | COLUMBUS, OH | Firm change |