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T••••• P•••••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T••••• P•••••••• M•••

Advisor at R•• C•••••• M••••••• L••

DALLAS, TX | Lewisville, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a5ac754f-a9d2-05ea-496a-9711e6441707

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jul 17, 2026	n/a	yes	DALLAS, TX\|Lewisville, TX	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jan 21, 2016	Jul 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R•• C•••••• M••••••• L••	Jul 29, 2026	Jul 17, 2026	-12	Firm change	Ibd to ibd
C••••• S••••• S••••••••• •••• L••	S•••••• N••••••• • C••••••• I•••••••••	Feb 17, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
793:31194:TX:2026-07-29	Jul 29, 2026	Jul 17, 2026	DALLAS, TX	Firm change
816:793:TX:2016-02-17	Feb 17, 2016	Jan 21, 2016	DALLAS, TX	Firm change
79:816:TX:2015-01-20	Jan 20, 2015	Jan 16, 2015	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jan 21, 2016 to Jul 29, 2026factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jan 16, 2015 to Feb 17, 2016factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
T••••• P•••••••• M••• left S•••••• N••••••• • C••••••• I••••••••• for R•• C•••••• M••••••• L•• (registered 2026-07-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a5ac754f-a9d2-05ea-496a-9711e6441707
First observed: Aug 6, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.