DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
FAIRFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | n/a | yes | FAIRFIELD, CT | Current employment |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Sep 2, 2005 | Oct 23, 2009 | no | TRUMBULL, CT|TRUMBULL, CT|TRUMBULL, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Sep 22, 2005 |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Apr 23, 2003 | Sep 22, 2005 | no | RIDGEFIELD, CT | Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 3, 2002 | Nov 21, 2002 | no | GREENWICH, CT | Previous registration |
| -20 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | U•• F•••••••• S••••••• I••• | Nov 21, 2002 | Apr 23, 2003 | 153 | Firm change | Other |