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CRD 104549
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A•••• K••••• W•••• | Certified Financial Planner | BOSTON, MA | 30 | 36 | 1 | no |
| J••• K• S•••••• | Chartered Financial Analyst | BOSTON, MA | 23 | 33 | n/a |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••••••• L•• | Other Private Fund | $2.8M | Mar 24, 2015 | 4 | Mar 29, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• R•••••• G•• | MANAGING DIRECTOR | Na | yes | 07/2021 | May 4, 2026 | May 4, 2026 |
| M••••••••• M•••• | MANAGING DIRECTOR | Na | yes | 06/2006 | May 4, 2026 | May 4, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•••••••• F•••••••• S•••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.2B | 6.5% | $895M | 11.3% | 16 | 15 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• L•• | 2 | Aug 25, 2017 | Feb 17, 2021 | BOSTON, MA | Team lift out | Other | 33.3% |
| no |
| M•••• M•••••••• | Chartered Financial Analyst | BOSTON, MA | 23 | 23 | n/a | no |
| R••••• G•• B•••• | Chartered Financial Analyst | BOSTON, MA | 9 | 11 | n/a | no |
| G•••••••• A••••••• | n/a | BOSTON, MA | 5 | 29 | n/a | no |
| B•••• L•••• H••••••• | Chartered Financial Analyst | BOSTON, MA | 5 | 14 | 2 | no |
| B••••••• P•••• | n/a | BOSTON, MA | 0 | 13 | 3 | no |
| Trust |
| E |
| yes |
| 03/2004 |
| May 4, 2026 |
| May 4, 2026 |
| S••••••• J•••• K• | CHIEF EXECUTIVE DIRECTOR | A | yes | 07/2016 | May 4, 2026 | May 4, 2026 |
| M••••••••• M•••• | Trustee | F | yes | 04/2016 | Dec 21, 2011 | Mar 22, 2024 |
| M•••••••• • C•••••• E••••••• S•••• O•••••••• T•••• | Trust | E | yes | 03/2004 | Dec 21, 2011 | Mar 22, 2024 |
| S••••••• J••• J•••• K• | Trustee | F | yes | 03/2004 | Dec 21, 2011 | Mar 22, 2024 |
| W••••• A••••• K••••• | Trustee | F | yes | 03/2004 | Dec 21, 2011 | Mar 22, 2024 |
| W••••• A••••• K••••• | BOARD CHAIRMAN; MANAGING DIRECTOR | A | yes | 07/2016 | Dec 21, 2011 | Mar 22, 2024 |
| M•••••• C••••••••• P•••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2025 | May 4, 2026 | May 4, 2026 |
| Mar 27, 2026 |
| $1.2B |
| $1.2B |
| 16 |
| 7 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $1.2B | $1.2B | 15 | 7 | 0 | n/a | n/a |
| 2023 | Mar 22, 2024 | $1.0B | $1.0B | 14 | 7 | 0 | n/a | n/a |
| 2022 | Mar 17, 2023 | $895M | $893M | 14 | 7 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $1.3B | $1.3B | 16 | 9 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $1.1B | $1.1B | 15 | 8 | 0 | n/a | n/a |
| 2019 | Mar 24, 2020 | $948M | $945M | 15 | 7 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $801M | $798M | 17 | 9 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $789M | $784M | 16 | 8 | 1 | n/a | n/a |
| 2016 | Mar 28, 2017 | $644M | $640M | 13 | 7 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $607M | $576M | 15 | 8 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $635M | $610M | 15 | 8 | n/a | 1 | $2.8M |
| 2013 | Mar 28, 2014 | $602M | $590M | 14 | 7 | n/a | 1 | $2.9M |
| 2012 | Mar 28, 2013 | $486M | $482M | 14 | 7 | n/a | 1 | $2.3M |
| 2011 | Mar 29, 2012 | $448M | $445M | n/a | n/a | n/a | 1 | $2.0M |