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CRD 106796
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| OLIN MARK ARMENTROUT | n/a | ATLANTA, GA | 23 | 42 | n/a | no |
| GREGORY RALPH WATERS | n/a | Braselton, GA | 23 | 39 | n/a | no |
| SAMUEL JACKSON CARLYLE | n/a | ATLANTA, GA | 23 | 42 | n/a | no |
| TIMOTHY MICHAEL RIGBY | n/a | ATLANTA, GA | 23 | 44 | n/a | no |
| LANCE MARSHALL REISING | n/a | ATLANTA, GA | 14 | 14 | n/a | no |
| ROBERT MCLEAN LYONS | n/a | ATLANTA, GA | 11 | 45 | 1 | no |
| Katherine Rigby Oliver | n/a | ATLANTA, GA | 7 | 20 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RIGBY, TIMOTHY, MICHAEL | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | yes | 01/2019 | Mar 27, 2012 | Mar 14, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Braselton | Ga | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 16, 2026 | $502M | $502M | 9 | 7 | 1 | n/a | n/a |
| 2024 | Mar 4, 2025 | $401M | $401M | 9 | 7 | 1 | n/a | n/a |
| 2023 | Mar 14, 2024 | $354M | $354M | 9 | 7 | 1 | n/a | n/a |
| 2022 | Mar 7, 2023 | $324M | $298M | 9 | 7 | 1 | n/a | n/a |
| 2021 | Feb 16, 2022 | $360M | $360M | 9 | 7 | 1 | n/a | n/a |
| 2020 | Mar 10, 2021 | $269M | $269M | 9 | 7 | 1 | n/a | n/a |
| 2019 | Mar 10, 2020 | $236M | $236M | 9 | 7 | 0 | n/a | n/a |
| 2018 | Mar 12, 2019 | $190M | $190M | 7 | 7 | 0 | n/a | n/a |
| 2017 | Mar 22, 2018 | $201M | $201M | 7 | 7 | 0 | n/a | n/a |
| 2016 | Mar 16, 2017 | $191M | $183M | 7 | 7 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $177M | $166M | 7 | 6 | n/a | n/a | n/a |
| 2014 | Mar 10, 2015 | $177M | $163M | 7 | 7 | n/a | n/a | n/a |
| 2013 | Jan 23, 2014 | $156M | $148M | 6 | 5 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $158M | $46.9M | 8 | 7 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $144M | $53.2M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $502M | $401M | 25.1% | $324M | 15.7% | 9 | 9 | 1 | 1 |