DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• A•••• M••••••••• O• G•••••• I••
Latest filing Sep 11, 2026
First filing on the tape Mar 27, 2012 · 33 filings
SEC status approved since Nov 1, 1990
RAUM
$502M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$315M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$71.7M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$502M as of Mar 16, 2026
Mar 27, 2012$144M then
HNW client RAUM$284M as of Mar 16, 2026
Mar 22, 2018$172M then
State-registered IARs (5.B.3)7 as of Mar 16, 2026
Mar 27, 20120 then
Employees (5.A)9 as of Mar 16, 2026
Mar 22, 20138 then
Private funds: no history
RAUM +25% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $71.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $650,275derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publicationsreportedItem 5.G
- Custody
- $138M, 187 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M57%
- Pension and profit-sharing plans$187M37%
- Individuals$30.8M6.1%
- Individual clients
- 221reported
- HNW clients
- 136reported
- Pension plan clients
- 92reported
- Charitable clients
- 0reported
- Accounts
- 772reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $138M for 187 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.37 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| O••• M••• A••••••••• | Atlanta, Ga | May 9, 2003 | 42 y | 0 |
| G•••••• R•••• W••••• | Braselton, Ga | May 9, 2003 | 39 y | 0 |
| S••••• J•••••• C•••••• | Atlanta, Ga | May 9, 2003 | 42 y | 0 |
| T•••••• M•••••• R•••• | Atlanta, Ga | May 9, 2003 | 44 y | 0 |
| L•••• M••••••• R•••••• | Atlanta, Ga | Jan 3, 2012 | 14 y | 0 |
| R••••• M••••• L•••• | Atlanta, Ga | Oct 1, 2014 | 45 y | 1 |
| K•••••••• R•••• O••••• | Atlanta, Ga | Nov 6, 2018 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• T••••••• M•••••• · President, Chief Compliance Officercontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Braselton, GA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Mar 16, 2026 to Sep 11, 2026
- Related adviser · false to unsetMar 16, 2026 to Sep 11, 2026
- Related bank · false to unsetMar 16, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetMar 16, 2026 to Sep 11, 2026
- Related insurance company · false to unsetMar 16, 2026 to Sep 11, 2026
- Succession · false to unsetMar 16, 2026 to Sep 11, 2026
- Accounts · 683 to 772Mar 4, 2025 to Mar 16, 2026
- HNW clients · 134 to 136Mar 4, 2025 to Mar 16, 2026
- Individual clients · 208 to 221Mar 4, 2025 to Mar 16, 2026
- Pension plan clients · 89 to 92Mar 4, 2025 to Mar 16, 2026
- Assets in custody · $122M to $138MMar 4, 2025 to Mar 16, 2026
- Discretionary RAUM · $401M to $502MMar 4, 2025 to Mar 16, 2026
- HNW RAUM · $237M to $284MMar 4, 2025 to Mar 16, 2026
- Individual RAUM · $37.7M to $30.8MMar 4, 2025 to Mar 16, 2026
- Pension RAUM · $126M to $187MMar 4, 2025 to Mar 16, 2026
- RAUM · $401M to $502MMar 4, 2025 to Mar 16, 2026
- Accounts · 659 to 683Mar 14, 2024 to Mar 4, 2025
- HNW clients · 142 to 134Mar 14, 2024 to Mar 4, 2025
- Individual clients · 142 to 208Mar 14, 2024 to Mar 4, 2025
- Pension plan clients · 0 to 89Mar 14, 2024 to Mar 4, 2025
- Assets in custody · $104M to $122MMar 14, 2024 to Mar 4, 2025
- Financial planning clients · 1-10 to 1-10Mar 14, 2024 to Mar 4, 2025
- Discretionary RAUM · $354M to $401MMar 14, 2024 to Mar 4, 2025
- HNW RAUM · $218M to $237MMar 14, 2024 to Mar 4, 2025
- Individual RAUM · $25.7M to $37.7MMar 14, 2024 to Mar 4, 2025
- Pension RAUM · $0 to $126MMar 14, 2024 to Mar 4, 2025
- RAUM · $354M to $401MMar 14, 2024 to Mar 4, 2025
- Accounts · 610 to 659Mar 7, 2023 to Mar 14, 2024
- HNW clients · 134 to 142Mar 7, 2023 to Mar 14, 2024
- Individual clients · 208 to 142Mar 7, 2023 to Mar 14, 2024
- Assets in custody · $83.2M to $104MMar 7, 2023 to Mar 14, 2024
- Discretionary RAUM · $298M to $354MMar 7, 2023 to Mar 14, 2024
- HNW RAUM · $211M to $218MMar 7, 2023 to Mar 14, 2024
- Individual RAUM · $32.2M to $25.7MMar 7, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $26.5M to $0Mar 7, 2023 to Mar 14, 2024
- RAUM · $324M to $354MMar 7, 2023 to Mar 14, 2024
- Accounts · 453 to 610Feb 16, 2022 to Mar 7, 2023
- HNW clients · 133 to 134Feb 16, 2022 to Mar 7, 2023
- Individual clients · 286 to 208Feb 16, 2022 to Mar 7, 2023
- Assets in custody · $65.8M to $83.2MFeb 16, 2022 to Mar 7, 2023
Signals
5 dated events
- I•••••••• A•••• M••••••••• O• G•••••• I•• reported RAUM $502.0M, up 25% from $401.3M (2025-03-04 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- Mark Olin Armentrout (Vice President) no longer on Schedule A of I•••••••• A•••• M••••••••• O• G•••••• I•• (listed 2019-03-12, absent 2020-01-21)Jan 21, 2020 · Control person left · inference
- Jackson Samuel Carlyle (Vice President) no longer on Schedule A of I•••••••• A•••• M••••••••• O• G•••••• I•• (listed 2019-03-12, absent 2020-01-21)Jan 21, 2020 · Control person left · inference
- Ralph Gregory Waters (Vice President) no longer on Schedule A of I•••••••• A•••• M••••••••• O• G•••••• I•• (listed 2019-03-12, absent 2020-01-21)Jan 21, 2020 · Control person left · inference
- Scott Fredrick Brumfield (Vice President) no longer on Schedule A of I•••••••• A•••• M••••••••• O• G•••••• I•• (listed 2019-01-11, absent 2019-03-12)Mar 12, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 770-394-5619reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- w••.i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-394-5619reportedpublic record, Form ADV, Sep 11, 2026
- Team page
- i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026