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Advisor at THE MAIN STREET GROUP
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE MAIN STREET GROUP | Independent wealth | Oct 22, 2015 | n/a | yes | GLEN ALLEN, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 10, 2006 | Nov 13, 2015 | no | FAIRFAX, VA|FAIRFAX, VA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | May 7, 1996 | Jan 12, 2006 | no | FAIRFAX, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | THE MAIN STREET GROUP | Nov 13, 2015 | Oct 22, 2015 | -22 | Firm change | Other |
| OSAIC FS, INC. | LPL FINANCIAL LLC | Jan 12, 2006 | Jan 10, 2006 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:175502:VA:2015-11-13 | Nov 13, 2015 | Oct 22, 2015 | FAIRFAX, VA | Firm change |