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Advisor at COMMONWEALTH FINANCIAL NETWORK
TOWANDA, PA | Comendador Levy Gasparian/RJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 7, 2014 | n/a | yes | TOWANDA, PA|Comendador Levy Gasparian/RJ | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 5, 2011 | Nov 12, 2014 | no | WYALUSING, PA | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Jun 1, 2006 | Jul 5, 2011 | no | WYALUSING, PA|WYSOX, PA|EAGLES MERE, PA|ULSTER, PA|FACTORYVILLE, PA|DUSHORE, PA|SAYRE, PA|TOWANDA, PA|WYALUSING, PA|WYALUSING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Nov 12, 2014 | Nov 7, 2014 | -5 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Jul 5, 2011 | Jul 5, 2011 | 0 | Bulk transfer | Other |