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Registered advisor
T••• K•• T•••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as T••• K Kelley
At current firm
11 y
since Nov 7, 2014
In the industry
34 y
since Aug 27, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 7, 2014 · Towanda, Pa
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Nov 12, 2014 · Wyalusing, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 1, 2006 to Jul 5, 2011 · Wyalusing, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Nov 12, 2014, registered Nov 7, 2014 (-5 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address