DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SEAL BEACH, CA | CERRITOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 14, 2014 | n/a | yes | SEAL BEACH, CA|CERRITOS, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Aug 18, 2014 | no | TORRANCE, CA|LONG BEACH, CA|LONG BEACH, CA|LONG BEACH, CA|ROLLING HILLS ESTATES, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 17, 2006 | Oct 23, 2009 | no | LONG BEACH, CA|LONG BEACH, CA|LONG BEACH, CA|TORRANCE, CA|LONG BEACH, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 1, 2005 | Oct 5, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 18, 2014 | Aug 14, 2014 | -4 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| CITICORP INVESTMENT SERVICES | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 5, 2005 | Nov 17, 2006 | 408 | Firm change after gap | Other |