DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MISSIONSQUARE WEALTH MANAGEMENT
Naperville, IL | WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE WEALTH MANAGEMENT | No RAUM reported | Mar 27, 2026 | n/a | yes | Naperville, IL|WASHINGTON, DC | Current employment |
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Jan 22, 2025 | Mar 27, 2026 | no | Naperville, IL|Ridgefield, CT|WASHINGTON, DC | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 29, 2024 | Oct 24, 2024 | no | Ridgefield, CT|Ridgefield, CT|IRVINE, CA|Collegeville, PA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 15, 2013 | Jul 2, 2014 | no | CHARLOTTE, NC|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | MISSIONSQUARE WEALTH MANAGEMENT | Mar 27, 2026 | Mar 27, 2026 | 0 | Bulk transfer | Ibd to new firm |
| VOYA FINANCIAL ADVISORS, INC. | MISSIONSQUARE RETIREMENT | Oct 24, 2024 | Jan 22, 2025 | 90 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | VOYA FINANCIAL ADVISORS, INC. | Jul 2, 2014 | Jul 29, 2024 | 3,680 | Firm change after gap | Wirehouse to ibd |