RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• T•••• H•••••••
- M••••••••• W••••• M••••••••• no RAUM currentsince Mar 27, 2026 · Naperville, Il
- M••••••••• R••••••••• BD affiliatedJan 22, 2025 to Mar 27, 2026 · Naperville, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 29, 2024 to Oct 24, 2024 · Ridgefield, Ct
- U•• F•••••••• S••••••• I••• wirehouseFeb 15, 2013 to Jul 2, 2014 · Charlotte, Nc
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 27, 2026, registered Mar 27, 2026 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to M••••••••• R•••••••••left Oct 24, 2024, registered Jan 22, 2025 (90 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to V••• F•••••••• A•••••••• I•••left Jul 2, 2014, registered Jul 29, 2024 (3680 days) · Wirehouse to affiliated broker-dealer or bank
- D••••• T•••• H••••••• left V••• F•••••••• A•••••••• I••• for M••••••••• R••••••••• (registered 2025-01-22)Oct 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address