DFX Intelligence

T••• L•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

T••• L•••• J••••

Advisor at C•••••••

RALEIGH, NC

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Search this name across graphsid dfx:ria:a60a1241-03c4-f7cf-3b3c-5ada71642e80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Apr 15, 2015	n/a	yes	RALEIGH, NC	Current employment
C••••••• F•••••••• A•••••••	Former SEC adviser	Oct 20, 2003	Apr 22, 2015	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• A•••••••	C•••••••	Apr 22, 2015	Apr 15, 2015	-7	Bulk transfer	Other
W•••• F•••• A•••••••	C••••••• F•••••••• A•••••••	Oct 17, 2003	Oct 20, 2003

Relationships

Registered with (4)

→ C•••••••Registered adviserregistration: current employment
Apr 15, 2015 to presentfactForm ADV
→ C••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 20, 2003 to Apr 22, 2015factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 20, 2002 to Oct 17, 2003factForm ADV
→ C••••••• F•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a60a1241-03c4-f7cf-3b3c-5ada71642e80
First observed: Nov 8, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.