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Advisor at J.P. MORGAN SECURITIES LLC
CARLSBAD, CA | Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 5, 2018 | n/a | yes | CARLSBAD, CA|Columbus, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 25, 2014 | Jan 18, 2017 | no | IRVINE, CA|BREA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 21, 2014 | no | Newport Beach, CA|SANTA ANA, CA|Irvine, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | Jun 1, 2009 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jan 18, 2017 | Apr 5, 2018 | 442 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 21, 2014 | Mar 25, 2014 | 4 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:CA:2017-01-18 | Jan 18, 2017 | Apr 5, 2018 | BREA, CA | Firm change after gap |