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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

EDWARD ERIC GRONDAHL

Advisor at LPL FINANCIAL LLC

FLOODWOOD, MN | DULUTH, MN | CLOQUET, MN | Duluth, MN | MOOSE LAKE, MN

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Search this name across graphsid dfx:ria:a610fec6-bffa-63e0-724e-7373ab8f7fc2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 9, 2009
First registration: Sep 15, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5584211

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	DULUTH, MN\|Duluth, MN\|Duluth, MN\|DULUTH, MN\|CLOQUET, MN\|FLOODWOOD, MN\|CLOQUET, MN\|MOOSE LAKE, MN	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 3, 2012	May 18, 2022	no	DULUTH, MN\|WAVERLY, IA\|CLOQUET, MN\|CARLTON, MN\|DULUTH, MN\|DULUTH, MN\|VIRGINIA, MN\|Duluth, MN\|Duluth, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 26, 2010	May 23, 2012	no	DULUTH, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 15, 2009	Oct 18, 2010	no	TWO HARBORS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CUNA BROKERAGE SERVICES, INC.	May 23, 2012	Jul 3, 2012	41	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 18, 2010	Oct 26, 2010	8	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 3, 2012 to May 18, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 26, 2010 to May 23, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 15, 2009 to Oct 18, 2010factForm ADV

Dated events

No dated event names this entity yet.