K•••• W••••••

Advisor at M••••• S••••••

Greenwood Village, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6110f79-3bd7-07fa-f674-a865c549b44a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 31, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 6, 2026	n/a	yes	Greenwood Village, CO	Current employment
S•••••• I••••••••• L••	Independent wealth	Jul 8, 2025	Mar 6, 2026	no	Clearwater, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• I••••••••• L••	M••••• S••••••	Mar 6, 2026	Jul 6, 2026	122	Firm change	RIA to wirehouse
M•• I•••••••• S•••••••• L••	S•••••• I••••••••• L••	Feb 7, 2025	Jul 8, 2025

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ S•••••• I••••••••• L••Registered adviserregistration: previous registration
Jul 8, 2025 to Mar 6, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2022 to Feb 7, 2025factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6110f79-3bd7-07fa-f674-a865c549b44a
First observed: Mar 31, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.