RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• W••••••
- M••••• S•••••• wirehouse currentsince Jul 6, 2026 · Greenwood Village, Co
- S•••••• I••••••••• L•• independent RIAJul 8, 2025 to Mar 6, 2026 · Clearwater, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 31, 2022 to Feb 7, 2025 · Tampa, Fl
- S•••••• I••••••••• L•• to M••••• S••••••left Mar 6, 2026, registered Jul 6, 2026 (122 days) · RIA to wirehouse
- M•• I•••••••• S•••••••• L•• to S•••••• I••••••••• L••left Feb 7, 2025, registered Jul 8, 2025 (151 days) · Affiliated broker-dealer or bank to independent RIA
- K•••• W•••••• left S•••••• I••••••••• L•• for M••••• S•••••• (registered 2026-07-06)Mar 6, 2026 · Advisor changed firm · fact
- K•••• W•••••• left M•• I•••••••• S•••••••• L•• for S•••••• I••••••••• L•• (registered 2025-07-08)Feb 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address