S•••• I••••••

Advisor at P••• I••••••••• L••

Newark, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 11, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	Oct 5, 2022	n/a	yes	Newark, NJ	Current employment
J••• M••••• S••••••••• L••	Wirehouse	May 4, 2021	Mar 12, 2022	no	Jersey City, NJ\|Summit, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	P••• I••••••••• L••	Mar 12, 2022	Oct 5, 2022	207	Firm change	Other
P•••• S••••••••• L••	J••• M••••• S••••••••• L••	Apr 12, 2021	May 4, 2021

Relationships

Registered with (6)

→ P••• I••••••••• L••Registered adviserregistration: current employment
Oct 5, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 4, 2021 to Mar 12, 2022factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 25, 2017 to Apr 12, 2021factForm ADV
→ T• A••••••••• I•••

Dated events

Order

Occurred
12 Mar 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 22, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.