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Advisor at S••••• W••••• L••
LIBERTY LAKE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• L•• | State registered | Aug 24, 2011 | n/a | yes | LIBERTY LAKE, WA | Current employment |
| S•• A•••••••• I••• | Former SEC adviser | Aug 31, 2007 | Jan 2, 2013 | no | SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• A•••••••• I••• | S••••• W••••• L•• | Jan 2, 2013 | Aug 24, 2011 | -497 | Firm change after gap | Other |
| G••••• W••••• M••••••••• I••• | S•• A•••••••• I••• | Sep 7, 2007 | Aug 31, 2007 |
| G••••• W••••• M••••••••• I••• |
| Bd affiliated wealth |
| Jul 19, 2006 |
| Sep 7, 2007 |
| no |
| SPOKANE, WA|YAKIMA, WA|CORALVILLE, IA|CLIVE, IA|WINTERSET, IA|ENGLEWOOD, CO|SPOKANE, WA|FAIRBANKS, AK|WHITEFISH, MT|KIRKLAND, WA |
| Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 4, 2000 | Jul 25, 2006 | no | SPOKANE, WA | Previous registration |
| -7 |
| Firm change |
| Other |
| S••••••••• A•••••• A•••••••• I••• | G••••• W••••• M••••••••• I••• | Jul 25, 2006 | Jul 19, 2006 | -6 | Firm change | Other |