RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J••• P•••••
- S••••• W••••• L•• state registered currentsince Aug 24, 2011 · Liberty Lake, Wa
- S•• A•••••••• I••• formerAug 31, 2007 to Jan 2, 2013 · Spokane, Wa
- G••••• W••••• M••••••••• I••• BD affiliatedJul 19, 2006 to Sep 7, 2007 · Spokane, Wa
- S••••••••• A•••••• A•••••••• I••• formerApr 4, 2000 to Jul 25, 2006 · Spokane, Wa
- S•• A•••••••• I••• to S••••• W••••• L••left Jan 2, 2013, registered Aug 24, 2011 (-497 days) · Other
- G••••• W••••• M••••••••• I••• to S•• A•••••••• I•••left Sep 7, 2007, registered Aug 31, 2007 (-7 days) · Other
- S••••••••• A•••••• A•••••••• I••• to G••••• W••••• M••••••••• I•••left Jul 25, 2006, registered Jul 19, 2006 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address