DFX Intelligence

S••••• A•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••• A•••• S•••••

Advisor at E•• F•••••••• A•••••••

JACKSONVILLE, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:a62156fc-9820-b7e6-5611-2f43aafa49ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	May 1, 2023	n/a	yes	BOCA RATON, FL\|JACKSONVILLE, FL	Current employment
C••••••••• F•••••••• P•••••••	State registered	Sep 14, 2021	Apr 25, 2023	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• P•••••••	E•• F•••••••• A•••••••	Apr 25, 2023	May 1, 2023	6	Firm change	Other
B•••• W•••••• L••	C••••••••• F•••••••• P•••••••	Aug 31, 2021	Sep 14, 2021

Relationships

Registered with (3)

→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Jul 15, 2019 to Feb 13, 2020factForm ADV
→ C••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 14, 2021 to Apr 25, 2023factForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Mar 20, 2020 to Aug 31, 2021factForm ADV

Dated events

Occurred
Apr 25, 2023
Advisor changed firm
S••••• A•••• S••••• left C••••••••• F•••••••• P••••••• for E•• F•••••••• A••••••• (registered 2023-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a62156fc-9820-b7e6-5611-2f43aafa49ac
First observed: Jul 15, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.