DFX Intelligence

K••• S•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

K••• S•••• B•••

Advisor at A••••••• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a6229e0d-9901-d419-f620-202d47307f96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Jul 10, 2019	n/a	yes	St. Louis Park, MN\|Appleton, WI	Current employment
A••••••• F•••••••• L••	Independent wealth	Jun 4, 2015	n/a	yes	ST. LOUIS PARK, MN\|ST. LOUIS PARK, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	A••••••• F•••••••• L••	May 17, 2017	Jun 4, 2015	-713	Firm change after gap	Other
W•••• F•••• A•••••••	C••••• A•••••• N••••••• L••	Oct 9, 2014	Apr 29, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:113200:MN:2017-05-15	May 17, 2017	Jun 4, 2015	MINNETONKA, MN	Firm change after gap

Relationships

Registered with (4)

→ P•••••• C••••• S•••••••• L••Registered adviserregistration: current employment
Jul 10, 2019 to presentfactForm ADV
→ A••••••• F•••••••• L••Registered adviserregistration: current employment
Jun 4, 2015 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Apr 29, 2015 to May 17, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6229e0d-9901-d419-f620-202d47307f96
First observed: Jan 21, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.