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Advisor at RBC SECURITIES, INC.
Culver City, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Aug 7, 2025 | n/a | yes | Culver City, CA|LOS ANGELES, CA | Current employment |
| D.A. DAVIDSON & CO. | Independent wealth | Dec 3, 2024 | Jul 29, 2025 | no | ENCINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | RBC SECURITIES, INC. | Jul 29, 2025 | Aug 7, 2025 | 9 | Firm change | RIA to RIA |