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RIA / WealthAdvisorCertified Financial Planner41 years in industry

JAMES LEE TEWALT

Advisor at EPS WEALTH MANAGEMENT

GLENDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EPS WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 2, 1985
First registration: Mar 8, 2002
Dual registered: no
Other names: JIM TEWALT|JIM TEWALT
IAPD individual key: 1356114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EPS WEALTH MANAGEMENT	State registered	Feb 28, 2012	n/a	yes	GLENDALE, AZ	Current employment
GUNNALLEN FINANCIAL, INC	n/a	Jan 5, 2005	Mar 14, 2005	no	PHOENIX, AZ	Previous registration
ESTATE PLANNING SOLUTIONS, INC.	n/a	Jan 8, 2003	Dec 31, 2007	no	GLENDALE, AZ	Previous registration
LOCUST STREET SECURITIES, INC.	n/a	Mar 8, 2002	Dec 31, 2002	no	GLENDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESTATE PLANNING SOLUTIONS, INC.	GUNNALLEN FINANCIAL, INC	Dec 31, 2007	Jan 5, 2005	-1,090	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	EPS WEALTH MANAGEMENT	Mar 14, 2005	Feb 28, 2012	2,542	Firm change after gap	Other
LOCUST STREET SECURITIES, INC.	ESTATE PLANNING SOLUTIONS, INC.	Dec 31, 2002	Jan 8, 2003	8	Firm change	Other

Relationships

Registered with (4)

→ EPS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 28, 2012 to presentfactForm ADV
→ ESTATE PLANNING SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 8, 2003 to Dec 31, 2007factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Jan 5, 2005 to Mar 14, 2005factForm ADV
→ LOCUST STREET SECURITIES, INC.Registered adviserregistration: previous registration
Mar 8, 2002 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.